0001172661-18-001986.txt : 20181109 0001172661-18-001986.hdr.sgml : 20181109 20181109165603 ACCESSION NUMBER: 0001172661-18-001986 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20181109 DATE AS OF CHANGE: 20181109 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Pacific Coast Oil Trust CENTRAL INDEX KEY: 0001538822 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87136 FILM NUMBER: 181173790 BUSINESS ADDRESS: STREET 1: 601 TRAVIS STREET, FLOOR 16 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 5122366555 MAIL ADDRESS: STREET 1: 601 TRAVIS STREET, FLOOR 16 CITY: HOUSTON STATE: TX ZIP: 77002 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EVERGREEN CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001260824 IRS NUMBER: 911962899 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 10500 NE 8TH STREET, SUITE 950 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 4254674600 MAIL ADDRESS: STREET 1: 10500 NE 8TH STREET, SUITE 950 CITY: BELLEVUE STATE: WA ZIP: 98004 SC 13G/A 1 royt05312018a3.htm



 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

SCHEDULE 13G/A

 

Under the Securities Exchange Act of 1934

(Amendment No. 3)*


 

Pacific Coast Oil Trust
(Name of Issuer)

 

 

Units of Beneficial Interest
(Title of Class of Securities)

 

 

694103102
(CUSIP Number)

 

 

May 31, 2018
(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x Rule 13d-1(b)

o Rule 13d-1(c)

o Rule 13d-1(d)

 

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

 

CUSIP No.  694103102
 Schedule 13G/A
Page 2 of 6 Pages
         
1
NAME OF REPORTING PERSONS
 
Evergreen Capital Management LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) o
 
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Washington, United States
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
3,924,458
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
3,924,458
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
3,924,458
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
10.17%
12
TYPE OF REPORTING PERSON
 
IA, OO

 

 
 

 

CUSIP No.  694103102
 Schedule 13G/A
Page 3 of  6 Pages

 

Item 1.(a) Name of Issuer

Pacific Coast Oil Trust

(b) Address of Issuer’s Principal Executive Offices

The Bank of New York Mellon Trust Company, N.A., Trustee

601 Travis Street, 16th Floor

Houston, Texas 77002

Item 2.(a) Name of Person Filing

Evergreen Capital Management LLC

(b) Address of Principal Business Office, or, if none, Residence

10500 NE 8th Street, Suite 950

Bellevue, WA 98004

(c) Citizenship

Washington, United States

 (d) Title of Class of Securities

Units of Beneficial Interest

 (e) CUSIP No.:

694103102

 
 

 

CUSIP No.  694103102
 Schedule 13G/A
Page 4 of 6 Pages

 

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

  (a) ¨ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
 
  (b) ¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
  (c) ¨ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 
  (d) ¨ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
  (e) x An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
  (f) ¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
  (g) ¨ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
  (h) ¨ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
  (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
  (j) ¨ A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
 
  (k) ¨ A group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:                            
       

 
 

 

CUSIP No.  694103102
 Schedule 13G/A
Page 5 of 6 Pages

 

 

Item 4. Ownership

 

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

  

(a) Amount beneficially owned: 3,924,458

(b) Percent of class: 10.17%

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: 3,924,458

(ii) Shared power to vote or to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition of: 3,924,458

(iv) Shared power to dispose or to direct the disposition of: 0

Item 5. Ownership of Five Percent or Less of a Class

 

Not Applicable

Item 6. Ownership of More Than Five Percent on Behalf of Another Person

 

Not Applicable

Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

 

Not Applicable

Item 8. Identification and Classification of Members of the Group

 

Not Applicable

Item 9. Notice of Dissolution of Group

 

Not Applicable

Item 10. Certification

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

 
 
CUSIP No.  694103102
 Schedule 13G/A
Page 6 of 6 Pages

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: November 9, 2018

 

 

  Evergreen Capital Management LLC
       
  By:  Wyatt Hay
    Name:  Wyatt Hay
    Title:  Chief Compliance Officer